Futu SG has also received approvals-in-principle for all SGX memberships. CMS101000) holder with the Exempt Financial Adviser Status.
Registered with the Monetary Authority of Singapore (MAS), Futu SG is a Capital Markets Services Licence (Licence No. Securities and Exchange Commission (SEC) (CRD: 310790/SEC: 801-119635).Ī licensed entity registered with the National Futures Association (NFA) (NFA ID: 0523957) and regulated by the National Futures Association (NFA) and the Commodity Futures Trading Commission (CFTC). Securities and Exchange Commission (SEC) ( CRD: 298769/SEC: 8-70215), a member in good standing of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation ( SIPC), as well as a member of Depository Trust Company ( DTC), a member of National Securities Clearing Corporation ( NSCC) and the Options Clearing Corporation (OCC).Īn investment advisor registered with and regulated by the U.S. Securities and Exchange Commission (SEC) ( CRD: 283078/SEC: 8-69739), and a member in good standing of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation ( SIPC).Ī broker-dealer registered with the U.S. Investment products are not insured by the Federal Deposit Insurance Corporation (FDIC) or guaranteed by a bank, and may decline in value.Ī broker-dealer registered with the U.S. Customers should consider the appropriateness of the information having regard to their personal circumstances before making any investment decisions. Information contained on this website is general in nature and has been prepared without any consideration of customers’ investment objectives, financial situations or needs. All information and data on the website are for reference only and no historical data shall be considered as the basis for predicting future trends. No content on the website shall be considered as a recommendation or solicitation for the purchase or sale of securities, futures, or other financial products. Account access and trade execution may be affected by factors such as market volatility. The responsiveness of the trading system may vary due to market conditions, system performance, and other factors. Electronic trading also poses risks to investors.
Past performance of investment products does not guarantee future results. Before trading on margin, customers are advised to determine whether this type of trading is appropriate for them in light of their respective investment objective, experience, risk tolerance and financial situation.Īll types of investments are risky and investors may suffer losses. Explanatory brochure is available upon request or at Margin trading involves interest charges and heightened risks, including the potential to lose more than invested funds or the need to deposit additional collateral. Futu Inc.’s membership with SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims in cash). are protected by the Securities Investor Protection Corporation (SIPC). regulated by the Monetary Authority of Singapore (MAS) and Futu Securities (Australia) Ltd regulated by the Australian Securities and Investments Commission (ASIC).įor further information about Futu Inc., please visit Financial Industry Regulatory Authority (FINRA)’s BrokerCheck. Securities and Exchange Commission (SEC), Futu Securities International (Hong Kong) Limited regulated by the Securities and Futures Commission of Hong Kong (SFC), Futu Singapore Pte. Securities services available on the moomoo app are offered by including but not limited to the following brokerage firms: Futu Inc. The moomoo app is an online trading platform offered by Moomoo Inc.
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